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Investment Management Services

Our Investment Philosophy

① GOALS

Creating clear, appropriate investment goals. 

② BALANCE

Develop a suitable asset allocation using broadly diversified funds.

③ COST

Help minimize cost.

④ DISCIPLINE

Maintain perspective and long-term discipline.

Investment Management Platforms

Strategic Wealth Management (SWM) is a comprehensive, open-architecture, fee-based investment platform created to help deliver highly customized advice and exceptional service to clients. The platform provides a foundation to help develop a successful relationship by thoroughly understanding your long-term financial goals and offering flexible strategies to help achieve them. With those goals in mind, we have the flexibility to choose from more than 8,000 mutual funds from 450 fund families, individual stocks and bonds, exchange-traded products (ETP), unit investment trusts (UIT), several fee-based variable annuities, and certain alternative investments to build your portfolio.  Some additional benefits include: 

  • Flexibility to customize portfolios to address each client’s unique financial situation
  • Ability to create a more flexible core/satellite strategy by adding positions that complement existing holdings and fine-tuning their portfolio’s overall risk/return characteristics
  • Ability to wrap multiple types of investments in one account 


Guided Wealth Portfolio(GWP) is an advisor-enhanced digital investment platform designed to help you invest for retirement. Offering a lower investment minimum than traditionally available, GWP is easy to set up and uses cutting-edge technology and research-backed algorithms to regularly monitor and manage your account. Some additional benefits include:

  • Customized, sample recommendations that show you where you are today and what you could potentially achieve with GWP
  • The ability to track your progress online 24/7
  • Automatic rebalancing
  • Tax-efficient asset placement
  • Insight on how to incorporate our Nine Best Practices of Investing into your portfolio

GWP Client Brochure


Brokerage Platform is when a commission or fee is paid only on a per transaction basis.  Some scenarios where a brokerage account may be suitable are:

  • Investors who plan to buy only a few securities and follow a buy and hold strategy for a long period of time.
  • Inherited stock  with no near-term plan to sell
  • Stock options/ grants with an intention to hold


All investing involves risk including loss of principal.  No strategy assures success or protects against loss.  There is no guarantee that a diversified portfolio will enhance overall returns or outperform a non-diversified portfolio.  Diversification does not protect against market risk.  Rebalancing a portfolio may cause investors to incur tax liabilities and/or transactions costs and does not assure a profit or protect against loss.

Learn more about our investment management services.

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